CORE SERVICES
We can assist you in further developing your governance, risk management, compliance and strategic decision making frameworks. The breadth of our service offering is set out below.
GOVERNANCE
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Board training programs
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Board / Committee performance assessments
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Governance, delegation and conflicts frameworks
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Independent triennial reviews of conflicts management
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Remuneration and accountability frameworks
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Independent director services
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External compliance committee member services
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Independent assessments of governance, accountability and culture standards
ENTERPRISE RISK MANAGEMENT
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Outsourced Chief Risk Officer (CRO) and Risk Manager services
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Risk appetite statements and tolerance limits
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Risk culture frameworks and independent diagnostics
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Conduct risk management frameworks
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Risk assessment, aggregation and connectivity
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Risk identification and assessment workshops
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Selection, specification and population of governance, risk and compliance (GRC) systems
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Enterprise risk training programs
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Independent triennial reviews of risk management frameworks
FINANCIAL RISK MANAGEMENT
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Insurance / reinsurance strategies, policies and procedures
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Investment management frameworks
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Independent triennial reviews of insurance management and investment governance
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Investment manager operational due diligence reviews
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Credit risk, market risk and interest rate risk management frameworks
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Capital management frameworks
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Independent triennial reviews of internal capital adequacy assessment processes
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Credit rating advisory services
OPERATIONAL RISK MANAGEMENT
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Operational risk management frameworks and modelling tools
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Outsourcing arrangements, due diligence, tenders and benchmarking analysis
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Independent project risk management oversight
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Business continuity, cyber risk and data management frameworks
COMPLIANCE
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Outsourced Chief Compliance Officer (CCO) and Compliance Manager services
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APRA and ASIC licensing, registrations and approval applications
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Regulatory stakeholder communications and relationship management
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Risk based legislative and regulatory compliance frameworks
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Fulfilment of mandatory disclosure obligations
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Financial planning policies, business rules and practice guides
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Independent reviews of AFSL representatives and financial advice files
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Independent reviews of Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) programs
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Independent reviews of privacy compliance frameworks
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Internal audit function appointments
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Management of internal and external audit function tenders
STRATEGY
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Facilitation of strategic planning workshops
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Analysis of market positioning and strategic opportunities
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Independent review of strategic and business planning documentation
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Mergers, acquisitions and corporate transactions
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Scale assessments / member outcomes testing and contingency planning
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Strategic review of subsidiaries, business lines, divisions and product offerings
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Independent review of organisational structures and insourcing / outsourcing arrangements
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Adequacy of resourcing and specification of roles and responsibilities
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Process mapping and optimisation of business processes, practices and system configurations
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Post implementation reviews for major project initiatives
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Product benchmarking and enhancement of independent product ratings